Financial Services Investigations & Enforcement

Financial Services Investigations & Enforcement

Speaking Engagement

This conference will explore how to minimize the impact of investigations and reduce the risk of enforcement proceedings. Key discussions will include:

  •  Explore the internal planning and strategy formation of a major bank’s response to regulatory change
  • Dissect developments in regulatory priorities after the establishment of the FCA
  • Navigate FCA interviews and hear tips for ‘survival’
  • Examine the key issues in global enforcement
  • Review the FCA’s settlement process

WilmerHale Partner Stephen Pollard is a featured speaker at this event and will give presentations titled "How to survive an FCA interview" and "Will the new regulatory system improve investigations and enforcement in the UK? How can the regime be improved?"

Read More About the Event

Speakers

Notice

Unless you are an existing client, before communicating with WilmerHale by e-mail (or otherwise), please read the Disclaimer referenced by this link.(The Disclaimer is also accessible from the opening of this website). As noted therein, until you have received from us a written statement that we represent you in a particular manner (an "engagement letter") you should not send to us any confidential information about any such matter. After we have undertaken representation of you concerning a matter, you will be our client, and we may thereafter exchange confidential information freely.

Thank you for your interest in WilmerHale.