SEC Enforcement—2016 in Review and Looking Ahead to 2017

SEC Enforcement—2016 in Review and Looking Ahead to 2017

Publication

Securities Department Chair William R. McLucas, Partner Douglas J. Davison and Senior Associate Lauren J. Schreur, along with Ankura Consulting Group Senior Managing Directors Martin S. Wilczynski and Steven E. Richards, recently published an article in Securities Docket that reviewed the Securities and Exchange Commission's (SEC) enforcement activity in 2016 and discussed a range of potential developments for 2017.

The article describes some of the key issues arising from the nearly 870 SEC enforcement actions and more than $4 billion in disgorgement and penalties imposed in 2016. Looking forward, however, the new administration may be less aggressive in pursuing certain sanctions and focus more on historically programmatic areas of violations. According to the article, the SEC also will focus on deregulation under the Trump administration, likely targeting rules created by the Dodd-Frank Act and other regulations. Read the full article

Authors

Notice

Unless you are an existing client, before communicating with WilmerHale by e-mail (or otherwise), please read the Disclaimer referenced by this link.(The Disclaimer is also accessible from the opening of this website). As noted therein, until you have received from us a written statement that we represent you in a particular manner (an "engagement letter") you should not send to us any confidential information about any such matter. After we have undertaken representation of you concerning a matter, you will be our client, and we may thereafter exchange confidential information freely.

Thank you for your interest in WilmerHale.