WilmerHale Financial Institutions Webinar: SARs and Other Anti-Money Laundering Issues

WilmerHale Partner Sharon Cohen Levin and Counsel Katrina Carroll discuss the rapidly expanding application of the Bank Secrecy Act to the securities industry; proposed application of the Suspicious Activity Report (SAR) rule to Registered Investment Advisors; AR filing for broker-dealers; and the overlapping jurisdiction of the SEC, FINRA and FinCEN.