SEC Overstepped Authority in Retroactive Civil Fine Hike: Lawyers

  • 8.30.2016

Matthew Martens is quoted in this article published by ThinkAdvisor, which discusses a retroactive civil monetary penalty fee hike embraced by the SEC that could spark lawsuits from broker-dealers and advisors with outstanding fees.

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This blog post explores certain specific terms in term sheets that will create legally binding obligations.

Schall launch feature

Partner Gary Schall shares some practical advice about term sheets: Don’t attempt any transaction without one.

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