The Securities Industry and Financial Markets Association Compliance and Legal Society: 2010 Annual Seminar

• 5.5.2010 - 5.7.2010
• Gaylord National Hotel and Convention Center
  201 Waterfront Street
  National Harbor, Maryland
  

Yoon-Young Lee , Lori Martin , Bruce Newman

Now in its 42nd year, the SIMFA Compliance & Legal Society will once again present its Annual Seminar. This event will offer topical panels and two general sessions designed to provide members of the Compliance and Legal community with an opportunity to come together to discuss the current issues and challenges facing the Compliance and Legal community.

WilmerHale Partners Yoon-Young Lee, Lori Martin, Bruce Newman, Michael Sharp and Harry Weiss will be featured panelists at this event. They will be speaking on the following panel topics: Compliance and Regulatory Issues in Investment Banking, Mutual Fund Sales Practices, Compliance Issues for Support Functions, Key Legal Issues-Retail Firms and Material Nonpublic Information.