Supervisory Controls and CEO Compliance Certification Symposium
- 7.12.2005 | 8:30 AM - 1:00 PM
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New York, New York
Partner Yoon-Young Lee will moderate a panel at this half-day symposium exploring the supervisory and certification framework that firms must have in place to comply with new NASD Rules 3010, 3012 and 3013, and NYSE Rule 342.
