SIFMA Compliance & Legal Society Annual 2013

• 3.17.2013 - 3.20.2013
• JW Marriott Desert Ridge
  5350 E Marriott Drive
  Phoenix, AZ 85054

Yoon-Young Lee , Stephanie Nicolas

SIFMA’s Compliance & Legal Society Annual Seminar features more than 60 dynamic and informative panels. Topics include Regulatory Reform and Legislative Developments; Litigation; Arbitration and Enforcement Developments; Retail Compliance and Advisory Issues, Current SEC Issues, Ethical Considerations for Lawyers and Compliance Professionals; and Capital Markets Compliance Issues. Participants will gain the opportunity to engage with leading industry experts, discuss the latest regulatory developments and industry trends.

WilmerHale partners Yoon-Young Lee, Steve Luparello, Stephanie Nicolas and Harry Weiss will be speaking at the SIFMA Compliance and Legal Society 2013 Seminar.