SEC Enforcement: Key Developments in 2013

This BrightTALK panel will discuss notable events from 2013 and emerging issues for 2014. Among other items, it will cover:

• the SEC’s shift towards requiring admissions, rather than no-admit-no-deny settlements;
• the increased use of analytic technology to identify fraud;
• the renewed focus on enforcement against “gatekeepers;” and
• results of litigating with the SEC.

WilmerHale Partners Bill McLucas and Doug Davison are featured speakers at this event.