Practising Law Institute: Enforcement 2014: Perspectives from Government Agencies

• 4.25.2014 | 2:45 PM - 3:45 PM
• PLI
  1177 Avenue of the Americas
  2nd Floor
  New York, NY 10036

We continue to see unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This program brings together panels of senior staff from the various enforcement and regulatory agencies, including the US Commodity Futures Trading Commission (CFTC), FINRA, New York State Department of Financial Services, US Securities and Exchange Commission (SEC), US Attorney’s Office, US Department of the Treasury, US Department of Justice (DOJ), Public Company Accounting Oversight Board (PCAOB) and Consumer Financial Protection Bureau (CFPB). The panels will be moderated by a law firm enforcement practitioner, to discuss agency priorities, how the agencies are working together, and offer best practices for today’s rapidly-changing enforcement environment.

WilmerHale Partner Mark Cahn will moderate a panel entitled, “Legal and Policy Developments,” where he will lead a discussion on regulations in the courts, lawyers as whistleblowers, the role of state bars, as well as international issues and the SEC’s not admit or deny policy.