Practising Law Institute: Enforcement 2013: Perspectives from Government Agencies
- 5.10.2013 | -
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810 Seventh Avenue at 53rd Street
21st floor
New York, NY 10019
This program brings together panels of senior staff from the various enforcement and regulatory agencies, including the US Commodity Futures Trading Commission (CFTC), FINRA, New York State Department of Financial Services, US Securities and Exchange Commission (SEC), US Attorney’s Office, US Department of the Treasury, US Department of Justice (DOJ), Public Company Accounting Oversight Board (PCAOB) and Consumer Financial Protection Bureau (CFPB). The panels will be moderated by a law firm enforcement practitioner, to discuss agency priorities, how the agencies are working together, and offer best practices for today’s rapidly-changing enforcement environment.
WilmerHale Partner Mark Cahn will be a featured speaker on the panel entitled, “Legal Issues in the Courts: The Year in Review.”