National Regulatory Services 25th Annual Fall Compliance Conference - The New Paradigm: Trends in SEC Examinations and Enforcement Proceedings
- 10.5.2010 | 3:30 PM - 4:30 PM
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Hyatt Regency Scottsdale Resort and Spa
Scottsdale, Arizona
The 25th NRS Fall Compliance Conference offers learning opportunities and critical information for investment advisers, broker-dealers and dual registrants. The event features panels, interactive discussion groups and netowrking opportunities.
WilmerHale Partner Lori Martin will lead a panel discussion entitled, "The New Paradigm: Trends in SEC Examinations and Enforcement Proceedings."
