Financial Markets Association’s 23rd Annual Securities Compliance Seminar
- 4.23.2014 - 4.25.2014
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Nashville Marriott at Vanderbilt University
2555 West End Ave
Nashville, TN 37203
WilmerHale Partner Russell Bruemmer will moderate a panel entitled, “Key 2014 Legislative and Regulatory Initiatives,” where he will lead a discussion on current developments affecting securities broker-dealers, investment advisors and commercial banks, including legislative and regulatory initiatives and pertinent court decisions. Upcoming legislative developments and regulatory priorities will also be addressed.
