Broker/Dealer Email and Information Management

• 2.22.2006 - 2.24.2006

• New York, NY

WilmerHale Partner Greg Ewald will speak at this annual forum where attendees will learn about the intricate and critical process of identifying the specific needs of broker/dealers when complying with SEC Regulations 17a-3 and 17a-4, NASD 3010 and 3110, and Sarbanes-Oxley 302 and 404.