SEC Regulation Best Interest Webinar

  • 4.28.2020 | 1:00 PM - 2:30 PM

Yoon-Young Lee

The US Securities and Exchange Commission (SEC) has confirmed its intention to maintain the June 30 Regulation Best compliance date. With that date fast approaching, the SIFMA C&L Society is hosting a webinar, featuring WilmerHale Partner Yoon-Young Lee as a panelist, to discuss:

  • Complying with the new standard of care obligation;
  • Making best interest recommendations;
  • Demonstrating good faith efforts to comply in light of COVID-19; and
  • Managing compliance and supervisory challenges.