FinCEN Proposes AML Requirements for Registered Investment Advisers

FinCEN Proposes AML Requirements for Registered Investment Advisers

Publication

Related Solutions

A global team handling highly complex and sensitive matters in all aspects of litigation.
Drawing on years of experience in the public and private sectors, our lawyers handle a range of litigation involving the federal government, state and foreign governments, and complex regulatory regimes.
When legal, public policy and media challenges converge and an institution's reputation and business are at stake, no firm rivals WilmerHale’s ability to navigate fast-moving events and craft lasting solutions.
WilmerHale’s Investment Management Group provides sophisticated legal and regulatory advice to investment advisers, private fund sponsors, registered funds, and their independent trustees.
An article by Franca Harris Gutierrez, Sharon Cohen Levin, Matthew A. Chambers, Timothy F. Silva and Elijah M. Alper, published in the October 2015 edition of Banking & Financial Services Policy Report, Vol. 34, No. 10. Read the article

Authors

Notice

Unless you are an existing client, before communicating with WilmerHale by e-mail (or otherwise), please read the Disclaimer referenced by this link.(The Disclaimer is also accessible from the opening of this website). As noted therein, until you have received from us a written statement that we represent you in a particular manner (an "engagement letter") you should not send to us any confidential information about any such matter. After we have undertaken representation of you concerning a matter, you will be our client, and we may thereafter exchange confidential information freely.

Thank you for your interest in WilmerHale.

I Accept Cancel