Last month, the Securities and Exchange Commission unanimously voted to adopt amendments to Regulation S-P, which is the SEC’s regulation governing the treatment and safeguarding of customers’ nonpublic personal information.
SEC Modernizes Data Protection Rules for Safeguarding Customer Information
Authors
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Andre E. Owens
Partner
Chair, Broker-Dealer Compliance and Regulation Practice
Co-Chair, Securities and Financial Regulation Practice
[email protected] +1 202 663 6350+1 202 663 6350
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